Jamuel9134 Jamuel9134
  • 02-01-2020
  • Social Studies
contestada

All of the following are SEC requirements related to a business continuity plan for a financial adviser, EXCEPT?

Respuesta :

bogadu
bogadu bogadu
  • 03-01-2020

Answer:

[D] The plan should provide for investment alternatives to regular securities products in the event of economic collapse

Explanation:

Options A, B and C are all minimum requirements of the SEC business continuity plan for a financial adviser

The Security and exchange commission requirements of business continuity plans does not require an adviser to provide investment alternatives to regular securities products in the event of an economic collapse.

Answer Link

Otras preguntas

According to myplate, how many servings from the grain group should a moderately active female who needs 2,000 calories daily consume?
Why was helen hunt jackson's book a century of dishonor so influential?
PLEASE HELP!!! WILL MARK THE BRAINLIEST
Throughout the story, baba worries because amir never stands up for himself. when does this change?
How to tell if there is no solutions quadratic formula?
What is the 2nd phase of cellular respiration? what happens?
Individuals cannot evolve, but they may have ___ that they can pass down to offspring as a favored trait for survival
How many calories are equivalent to 1 pound of body fat?
Leadership is sometimes irrelevant. a. True b. False
If the animals diploid is 20 what is its haploid number